Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 11 Nov 2025)
    • [FCA CF] Client dealing (since 11 Nov 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (13 Dec 2017 to 13 Dec 2018)
  • AAGSJP Ltd (no longer approved here)

    FRN 402015

    • (30)Employed By (13 Dec 2017 to 13 Dec 2018)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (3 Aug 2009 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at AAGSJP Ltd

  2. controlled function added: (30)Employed By at AAGSJP Ltd