Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Isio Wealth Planning Limited
FRN 460880
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 11 Nov 2025)
- [FCA CF] Client dealing (since 11 Nov 2025)
-
- CF30 Customer (13 Dec 2017 to 13 Dec 2018)
-
- (30)Employed By (13 Dec 2017 to 13 Dec 2018)
-
- CF30 Customer (3 Aug 2009 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function removed: Employed By at AAGSJP Ltd
-
controlled function added: (30)Employed By at AAGSJP Ltd