Nicholas Brazier

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PFM Associates Limited

    FRN 213724

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 22 Jul 2025)
    • Appointed representative dealing with clients for which they require qualification (since 22 Jul 2025)
    • CF30 Customer (since 10 Jul 2025)
  • Ascent Financial Consulting Limited

    FRN 976255

    • (1)Employed By (since 10 Jul 2025)
  • Broadstone Financial Solutions Limited (no longer approved here)

    FRN 134771

    • [FCA CF] Manager of certification employee (18 Apr 2023 to 30 Jun 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2025)
    • CF30 Customer (11 Feb 2016 to 8 Dec 2019)
  • Broadstone Corporate Benefits Limited (no longer approved here)

    FRN 587699

    • [FCA CF] Manager of certification employee (18 Apr 2023 to 8 Aug 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 8 Aug 2024)
    • CF30 Customer (30 May 2019 to 8 Dec 2019)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (4 Oct 2010 to 2 Mar 2012)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Ascent Financial Consulting Limited

  2. controlled function added: (1)Employed By at Ascent Financial Consulting Limited