Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
OSR Global Limited
FRN 922680
- (5)Employed By (since 23 Sep 2020)
-
Andrews Willis Limited
FRN 575860
- (3)Employed By (since 22 Sep 2020)
- (4)Employed By (27 Apr 2012 to 2 Mar 2020)
-
Independent Broking Solutions Limited
FRN 312026
- CF1 Director (AR) (since 17 Sep 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- CF1 Director (AR) (3 Nov 2009 to 2 Mar 2020)
- CF3 Chief Executive (29 Apr 2008 to 8 Dec 2019)
- CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
- CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
- CF8 Apportionment and Oversight (10 Jan 2006 to 31 Mar 2009)
- CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
- CF13 Finance (14 Jan 2005 to 31 Oct 2007)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
-
AJ Brokers Limited
FRN 646612
- (4)Employed By (since 17 Sep 2020)
- (1)Employed By (28 Nov 2014 to 2 Mar 2020)
-
A.U. Group Brokers Limited
FRN 820771
- [FCA CF] Significant management (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (11 Jul 2019 to 8 Dec 2019)
- Responsible for Insurance Distribution (11 Jul 2019 to 12 Sep 2025)
-
- Employed By (30 Oct 2024 to 15 Dec 2025)
-
- (1)Employed By (16 May 2024 to 9 Jan 2025)
-
- (2)Employed By (23 Sep 2020 to 6 May 2026)
-
- SMF3 Executive Director (9 Dec 2019 to 3 Mar 2020)
- Responsible for Insurance Distribution (4 Feb 2019 to 3 Mar 2020)
- CF1 Director (4 Feb 2019 to 8 Dec 2019)
-
- Employed By (24 Apr 2014 to 2 Mar 2020)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function removed: Employed By at Strategic Transfer Solutions Limited
-
controlled function added: (4)Employed By at Strategic Transfer Solutions Limited
-
controlled function removed: Employed By at Ardent Global Risks Limited
-
controlled function added: (3)Employed By at Ardent Global Risks Limited
-
controlled function removed: Employed By at Andrews Willis Limited
-
controlled function added: (4)Employed By at Andrews Willis Limited
-
controlled function added: (3)Employed By at Andrews Willis Limited