Date authorised
4 February 2019
Companies House
11317277
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    6th Floor
    Dixon House, 1 Lloyds Avenue
    London
    London
    EC3N 3DQ
    UNITED KINGDOM
    Phone
    +447798755581
  • Complaints Contact

    6th Floor
    1 Lloyd's Avenue
    London
    EC3N 3DQ
    UNITED KINGDOM
    Phone
    +447798755581

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Stephen Norman

    IRN ASN01025

    • CF8 Apportionment and Oversight (4 Feb 2019 to 8 Dec 2019)
  • Dominic John Cavalli

    IRN DXC00669

    • SMF3 Executive Director (27 Jun 2023 to 30 Nov 2025)
    • Responsible for Insurance Distribution (27 Jun 2023 to 30 Nov 2025)
  • Ingrid Kristin Anderson

    IRN IXA00118

    • SMF3 Executive Director (7 Nov 2022 to 15 Jun 2024)
  • Jonathan Sprules

    IRN JXS03836

    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Apr 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Apr 2020)
    • CF10 Compliance Oversight (4 Feb 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Feb 2019 to 8 Dec 2019)
  • Matthew Michael Lewinsohn

    IRN MXL13465

    • SMF3 Executive Director (9 Dec 2019 to 29 Jan 2020)
    • CF1 Director (26 Jun 2019 to 8 Dec 2019)
  • Nicholas Beresford Readings

    IRN NBR01012

    • SMF3 Executive Director (9 Dec 2019 to 3 Mar 2020)
    • Responsible for Insurance Distribution (4 Feb 2019 to 3 Mar 2020)
    • CF1 Director (4 Feb 2019 to 8 Dec 2019)
  • Nicholas William Porritt

    IRN NXP00135

    • Director of firm who is not a certification employee or a SMF manager (27 Dec 2020 to 31 Dec 2024)
  • Robert Bernard Kelly

    IRN RBK01028

    • SMF3 Executive Director (9 Dec 2019 to 5 May 2021)
    • CF1 Director (4 Feb 2019 to 8 Dec 2019)
  • Samantha Dianne Hollman

    IRN SXH00840

    • SMF3 Executive Director (since 4 Nov 2022)
  • Simon Nicholas Lightbody

    IRN SXL12600

    • Responsible for Insurance Distribution (6 Mar 2020 to 6 Dec 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 6 Dec 2022)
    • SMF3 Executive Director (9 Dec 2019 to 6 Dec 2022)
    • CF3 Chief Executive (4 Jul 2019 to 8 Dec 2019)
    • CF1 Director (4 Jul 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

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