Nicholas Bearfield

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Scott Capital Partners LLP

    FRN 957221

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 21 Sep 2022)
    • [FCA CF] Client dealing (since 21 Sep 2022)
  • LGT Wealth Management UK LLP (no longer approved here)

    FRN 471048

    • [FCA CF] Client dealing (1 Feb 2020 to 30 May 2022)
    • [FCA CF] Functions requiring qualifications (1 Feb 2020 to 30 May 2022)
    • CF30 Customer (17 Sep 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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