Nicholas Antony Hambleton

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Skandinaviska Enskilda Banken AB (Publ)
FRN 124943
- [FCA CF] Client dealing (since 4 Nov 2024)
The Bank of Nova Scotia (no longer approved here)
FRN 141308
- [FCA CF] Client dealing (14 Apr 2021 to 12 Jul 2024)
The Governor and Company of the Bank of Ireland (no longer approved here)
FRN 204721
- CF30 Customer (1 Nov 2007 to 22 Sep 2011)
- CF21 Investment Adviser (14 Nov 2006 to 31 Oct 2007)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF21 Investment Adviser (23 Nov 2005 to 24 Oct 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.