Nicholas Adams

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Janus Henderson Investors UK Limited (no longer approved here)

    FRN 121857

    • [FCA CF] Material risk taker (17 Apr 2023 to 31 Mar 2024)
    • [FCA CF] Manager of certification employee (17 Apr 2020 to 31 Mar 2024)
    • [FCA CF] Client dealing (17 Apr 2020 to 31 Mar 2024)
    • SMF18 Other Overall Responsibility (17 Feb 2020 to 29 Feb 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (14 Feb 2005 to 31 Oct 2007)
  • Janus Henderson Investors International Limited (no longer approved here)

    FRN 189998

    • SMF9 Chair of the Governing Body (11 Jul 2022 to 22 Feb 2024)
    • [FCA CF] Material risk taker (17 Apr 2020 to 31 Mar 2024)
    • [FCA CF] Client dealing (17 Apr 2020 to 31 Mar 2024)
    • [FCA CF] Manager of certification employee (17 Apr 2020 to 31 Mar 2024)
    • SMF3 Executive Director (17 Feb 2020 to 22 Feb 2024)
  • Janus Henderson Fund Management UK Limited (no longer approved here)

    FRN 121859

    • [FCA CF] Client dealing (17 Apr 2020 to 31 Mar 2024)
    • [FCA CF] Manager of certification employee (17 Apr 2020 to 31 Mar 2024)
    • [FCA CF] Material risk taker (17 Apr 2020 to 31 Mar 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (14 Feb 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.