Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BRITANNIC TRADING LIMITED
FRN 140459
- SMF3 Executive Director (since 21 Feb 2024)
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Britannic Energy Trading Limited
FRN 184256
- SMF3 Executive Director (since 21 Feb 2024)
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- [FCA CF] Material risk taker (7 Mar 2018 to 19 Jan 2021)
- [FCA CF] Manager of certification employee (7 Sep 2016 to 19 Jan 2021)
- [FCA CF] Client dealing (7 Sep 2016 to 19 Jan 2021)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (20 Sep 2004 to 31 Oct 2007)
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- [FCA CF] Material risk taker (7 Mar 2018 to 19 Jan 2021)
- [FCA CF] Client dealing (7 Sep 2016 to 19 Jan 2021)
- [FCA CF] Manager of certification employee (7 Sep 2016 to 19 Jan 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.