Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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McHardy Private Wealth Limited
FRN 469955
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 14 Aug 2024)
- [FCA CF] Client dealing (since 14 Aug 2024)
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- [FCA CF] Client dealing (22 Feb 2023 to 19 Nov 2024)
- [FCA CF] Functions requiring qualifications (22 Feb 2023 to 19 Nov 2024)
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- [FCA CF] Client dealing (1 Oct 2021 to 23 Nov 2022)
- [FCA CF] Functions requiring qualifications (1 Oct 2021 to 23 Nov 2022)
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- CF30 Customer (26 Feb 2016 to 6 Sep 2018)
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- Employed By (3 Apr 2001 to 11 Apr 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.