Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 14 Aug 2024)
    • [FCA CF] Client dealing (since 14 Aug 2024)
  • MCHB WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 126147

    • [FCA CF] Client dealing (22 Feb 2023 to 19 Nov 2024)
    • [FCA CF] Functions requiring qualifications (22 Feb 2023 to 19 Nov 2024)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • [FCA CF] Client dealing (1 Oct 2021 to 23 Nov 2022)
    • [FCA CF] Functions requiring qualifications (1 Oct 2021 to 23 Nov 2022)
  • Acumen Financial Planning Limited (no longer approved here)

    FRN 218745

    • CF30 Customer (26 Feb 2016 to 6 Sep 2018)
  • Abercrombie Pension & Investment Planning Ltd (no longer approved here)

    FRN 153059

    • Employed By (3 Apr 2001 to 11 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.