Niall Riordan

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Westpac Banking Corporation
FRN 124586
- [FCA CF] Manager of certification employee (since 13 Jan 2026)
- [FCA CF] Client dealing (since 16 May 2018)
Commonwealth Bank of Australia (no longer approved here)
FRN 139185
- CF30 Customer (6 Sep 2011 to 6 Mar 2016)
The Governor and Company of the Bank of Ireland (no longer approved here)
FRN 204721
- CF30 Customer (8 Jul 2010 to 1 Aug 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.