Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Marlborough Investment Management Limited
FRN 115231
- [FCA CF] Client dealing (since 8 Mar 2024)
- [FCA CF] Material risk taker (since 29 Sep 2022)
- [FCA CF] Functions requiring qualifications (26 Nov 2021 to 2 Feb 2023)
- [FCA CF] Significant management (26 Nov 2021 to 29 Sep 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.