Niall Alexander

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mercer Limited (no longer approved here)

    FRN 121935

    • [FCA CF] Client dealing (18 Aug 2022 to 11 Oct 2024)
  • Schroders IS Limited (no longer approved here)

    FRN 195028

    • [FCA CF] Client dealing (9 Sep 2020 to 12 Feb 2021)
    • [FCA CF] Manager of certification employee (9 Sep 2020 to 12 Feb 2021)
    • [FCA CF] Material risk taker (9 Sep 2020 to 12 Feb 2021)
    • [FCA CF] Significant management (9 Sep 2020 to 12 Feb 2021)
    • CF30 Customer (15 Dec 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.