Nersen Pillay

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Royal London Asset Management Limited (no longer approved here)
FRN 141665
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jul 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 29 Jul 2025)
- CF30 Customer (11 Dec 2018 to 8 Dec 2019)
Haitong International (UK) Limited (no longer approved here)
FRN 196482
- CF30 Customer (19 Oct 2015 to 13 May 2016)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF30 Customer (19 Jul 2011 to 8 Jan 2015)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF30 Customer (1 Nov 2007 to 14 Apr 2011)
- CF21 Investment Adviser (12 Aug 2005 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.