Neill Shaw

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ValidPath Limited

    FRN 197107

    • CF30 Customer (since 14 Jan 2026)
  • Quadrant Pension Services Ltd

    FRN 1048473

    • (4)Employed By (since 14 Jan 2026)
  • ValidPath Financial Limited

    FRN 836465

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 8 Jan 2025)
    • CF30 Customer (since 14 Nov 2024)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Jan 2025)
    • CF30 Customer (18 Aug 2010 to 2 Jan 2025)
  • CAERUS Wealth Ltd (no longer approved here)

    FRN 525931

    • Employed By (18 Aug 2010 to 2 Nov 2010)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 8 Sep 2010)
    • CF22 Investment Adviser (Trainee) (21 May 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.