Neill Keaney

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Manager of certification employee (since 20 Jun 2022)
- [FCA CF] Client dealing (since 16 Feb 2022)
CreditSights Ltd (no longer approved here)
FRN 220206
- [FCA CF] Client dealing (9 Dec 2019 to 3 Feb 2022)
- CF30 Customer (11 Sep 2018 to 8 Dec 2019)
Redhedge Asset Management LLP (no longer approved here)
FRN 660296
- CF30 Customer (2 Feb 2017 to 31 Jul 2018)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (2 Apr 2012 to 10 Jun 2014)
Cantor Fitzgerald Europe (no longer approved here)
FRN 149380
- CF30 Customer (10 Dec 2010 to 23 Mar 2012)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF30 Customer (9 Jul 2009 to 17 Sep 2010)
Citibank, N.A. (no longer approved here)
FRN 124704
- CF30 Customer (9 Jul 2009 to 17 Sep 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.