Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
- 16. Safeguarding and administering investments or holding client money
- [FCA CF] Functions requiring qualifications (since 3 Mar 2021)
- [FCA CF] Functions requiring qualifications (12 Dec 2019 to 12 Dec 2020)
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MARKS AND SPENCER FINANCIAL SERVICES PLC
FRN 151427
- 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
- 16. Safeguarding and administering investments or holding client money
- [FCA CF] Functions requiring qualifications (since 3 Mar 2021)
- [FCA CF] Functions requiring qualifications (7 Apr 2017 to 12 Dec 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.