Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Landesbank Baden-Wurttemberg
FRN 204779
- [FCA CF] Client dealing (since 7 Mar 2016)
- [FCA CF] Material risk taker (7 Mar 2016 to 24 Jul 2024)
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 24 Jul 2024)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF26 Customer Trading (14 May 2007 to 31 Oct 2007)
- CF21 Investment Adviser (14 May 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 9 May 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.