Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (6 Jun 2023 to 7 May 2024)
-
- [FCA CF] Manager of certification employee (27 May 2022 to 31 May 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 31 May 2023)
- CF30 Customer (16 Jun 2014 to 8 Dec 2019)
-
- [FCA CF] Manager of certification employee (27 May 2022 to 31 May 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 31 May 2023)
- CF30 Customer (16 Jun 2014 to 8 Dec 2019)
-
- [FCA CF] Manager of certification employee (27 May 2022 to 31 May 2023)
- [FCA CF] Client dealing (7 Mar 2016 to 31 May 2023)
- CF30 Customer (16 Jun 2014 to 6 Mar 2016)
-
- CF30 Customer (1 Dec 2009 to 28 Apr 2011)
-
- CF30 Customer (20 Nov 2008 to 28 Apr 2011)
-
- CF30 Customer (1 Nov 2007 to 28 Apr 2011)
- CF27 Investment Management (8 Mar 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.