Neil Thomson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Bank of Scotland plc
FRN 169628
- [FCA CF] Manager of certification employee (since 16 Feb 2026)
- CF30 Customer (1 Nov 2007 to 11 Sep 2012)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
Lloyds Bank PLC
FRN 119278
- [FCA CF] Manager of certification employee (since 6 Dec 2024)
HBOS Investment Fund Managers Limited (no longer approved here)
FRN 119223
- CF22 Investment Adviser (Trainee) (15 Apr 2003 to 5 Jun 2003)
BA (GI) Limited (no longer approved here)
FRN 117647
- CF21 Investment Adviser (1 Dec 2001 to 1 Aug 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.