Neil Tandy

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Santander UK Plc

    FRN 106054

    • [FCA CF] Significant management (since 2 Jan 2024)
    • [FCA CF] Material risk taker (since 30 Sep 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 30 Sep 2022)
    • [FCA CF] Manager of certification employee (since 30 May 2019)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (17 Sep 2012 to 6 Mar 2016)
  • Banco Santander, S.A.

    FRN 136261

    • [FCA CF] Manager of certification employee (since 30 May 2019)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (17 Sep 2012 to 6 Mar 2016)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • [FCA CF] Client dealing (7 Mar 2016 to 12 Feb 2019)
    • CF30 Customer (17 Sep 2012 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 18 Jun 2012)
    • CF21 Investment Adviser (16 Apr 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (6 Feb 2003 to 16 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

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