Neil Stuart McDowall

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EIS FINANCIAL SERVICES LIMITED

    FRN 401581

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 12 Sep 2024)
    • [FCA CF] Functions requiring qualifications (since 12 Sep 2024)
  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • [FCA CF] Client dealing (7 Nov 2022 to 23 Feb 2024)
    • [FCA CF] Functions requiring qualifications (7 Nov 2022 to 23 Feb 2024)
  • SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 588378

    • [FCA CF] Functions requiring qualifications (7 Nov 2022 to 23 Feb 2024)
    • [FCA CF] Client dealing (7 Nov 2022 to 23 Feb 2024)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF30 Customer (23 Nov 2012 to 27 Feb 2013)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (6 Jun 2011 to 30 Jul 2012)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (1 Nov 2007 to 22 Jul 2010)
    • CF22 Investment Adviser (Trainee) (5 Sep 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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