Neil Scutt

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nsure Financial Services Limited

    FRN 176557

    • 10. Broker fund adviser
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 3. Giving personal recommendations on derivatives
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (8 Sep 2020 to 5 Apr 2022)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • CF4 Partner (AR) (2 Nov 2012 to 22 Sep 2020)
    • CF30 Customer (1 Nov 2007 to 22 Sep 2020)
    • CF7 Sole Trader (AR) (18 Dec 2003 to 31 Jan 2007)
    • CF21 Investment Adviser (18 Dec 2003 to 31 Oct 2007)
  • N S Financial Services (no longer approved here)

    FRN 184413

    • (2)Employed By (1 Oct 1998 to 22 Sep 2020)

Recent activity

Updates to this individual's record on the FCA register.

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