Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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NFU Mutual Select Investments Limited
FRN 582519
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Aug 2016 to 8 Dec 2019)
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- CF30 Customer (3 Aug 2015 to 31 Jul 2016)
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- CF30 Customer (16 Mar 2015 to 12 Jun 2015)
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- CF30 Customer (25 Sep 2012 to 8 Nov 2013)
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- CF30 Customer (3 Apr 2012 to 11 Sep 2012)
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- Employed By (20 May 2011 to 12 Jan 2012)
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- CF30 Customer (1 Nov 2007 to 9 May 2010)
- CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (25 Jan 2006 to 1 Jun 2007)
- CF22 Investment Adviser (Trainee) (9 Dec 2004 to 25 Jan 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.