Neil Raymond Soper

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (3 Aug 2016 to 6 Jul 2017)
  • Morgans Ltd (no longer approved here)

    FRN 159488

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF11 Money Laundering Reporting (12 Jul 2004 to 7 Jul 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.