Neil McDermott

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Bank of America, N.A.
FRN 124642
- [FCA CF] Material risk taker (since 2 Feb 2022)
- [FCA CF] Manager of certification employee (since 16 Dec 2019)
- [FCA CF] Client dealing (since 23 Feb 2017)
Merrill Lynch International
FRN 147150
- [FCA CF] Material risk taker (since 2 Feb 2022)
- [FCA CF] Manager of certification employee (since 16 Dec 2019)
- [FCA CF] Client dealing (since 7 Sep 2016)
First Sentier Investors (UK) IM Limited (no longer approved here)
FRN 119367
- CF26 Customer Trading (25 Oct 2004 to 23 Apr 2006)
First Sentier Investors International IM Limited (no longer approved here)
FRN 122512
- CF26 Customer Trading (25 Oct 2004 to 23 Apr 2006)
First Sentier Investors (UK) Funds Limited (no longer approved here)
FRN 143359
- CF26 Customer Trading (25 Oct 2004 to 23 Apr 2006)
The Bank of New York Mellon (International) Limited (no longer approved here)
FRN 183100
- CF26 Customer Trading (24 Oct 2003 to 28 May 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.