Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Home in One Financial Services Limited (no longer approved here)

    FRN 303390

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Nov 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Nov 2023)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 4 Nov 2011)
    • CF21 Investment Adviser (6 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Feb 2004 to 6 Jul 2007)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (1 Dec 2001 to 19 Jan 2004)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.