Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Significant management (9 Dec 2019 to 22 Jun 2020)
- [FCA CF] Material risk taker (9 Dec 2019 to 22 Jun 2020)
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- SMF3 Executive Director (9 Dec 2019 to 13 Jan 2020)
- [FCA CF] Significant management (9 Dec 2019 to 22 Jun 2020)
- [FCA CF] Material risk taker (9 Dec 2019 to 22 Jun 2020)
- CF1 Director (31 Jul 2019 to 8 Dec 2019)
- CF28 Systems and controls (13 Dec 2016 to 8 Dec 2019)
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- SIMF5 Head of Internal Audit Function (2 Nov 2017 to 29 Nov 2018)
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- CF28 Systems and controls (2 Nov 2017 to 29 Nov 2018)
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- CF28 Systems and controls (20 May 2016 to 3 Sep 2018)
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- SIMF5 Head of Internal Audit Function (20 May 2016 to 3 Sep 2018)
- CF28 Systems and controls (20 May 2016 to 27 Jun 2017)
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- SIMF5 Head of Internal Audit Function (7 Mar 2016 to 27 May 2016)
- CF28 Systems and controls (29 Apr 2013 to 6 Mar 2016)
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- SIMF5 Head of Internal Audit Function (7 Mar 2016 to 27 May 2016)
- CF28 Systems and controls (2 Sep 2013 to 6 Mar 2016)
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- CF28 Systems and controls (29 Apr 2013 to 1 Jun 2016)
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- CF28 Systems and controls (29 Apr 2013 to 30 Aug 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.