Neil John Yeoman

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

COTSWOLD INDEPENDENT FINANCIAL SERVICES LTD (no longer approved here)
FRN 604634
- [FCA CF] Functions requiring qualifications (1 Jan 2020 to 1 Sep 2021)
- CF1 Director (AR) (3 Feb 2015 to 3 Feb 2025)
- CF1 Director (21 Oct 2013 to 28 Nov 2019)
Otus Mortgages Ltd (no longer approved here)
FRN 652422
- (1)Employed By (28 Jan 2015 to 3 Feb 2025)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF1 Director (AR) (19 Nov 2009 to 25 Jan 2012)
Warwick Road IFA Limited (no longer approved here)
FRN 512450
- Employed By (19 Nov 2009 to 25 Jan 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.