Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • [FCA CF] Functions requiring qualifications (since 1 Feb 2023)
  • Standard Life Assurance Limited (no longer approved here)

    FRN 439567

    • [FCA CF] Client dealing (7 Jun 2021 to 2 Sep 2022)
    • [FCA CF] Functions requiring qualifications (7 Jun 2021 to 31 Jan 2023)
  • Capita Life & Pensions Regulated Services Limited (no longer approved here)

    FRN 145540

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Feb 2021)

Recent activity

Updates to this individual's record on the FCA register.

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