Neil John Marshall

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • McHardy Private Wealth Limited

    FRN 469955

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 27 Mar 2025)
    • [FCA CF] Client dealing (since 27 Mar 2025)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • Appointed representative dealing with clients for which they require qualification (13 Mar 2024 to 1 Apr 2025)
    • CF4 Partner (AR) (3 Dec 2023 to 1 Apr 2025)
    • CF30 Customer (3 Dec 2023 to 1 Apr 2025)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 15 Mar 2024)
    • CF4 Partner (AR) (31 Aug 2012 to 15 Mar 2024)
    • CF30 Customer (31 Aug 2012 to 15 Mar 2024)
  • M3W Wealth Management LLP (no longer approved here)

    FRN 535223

    • Employed By (7 Dec 2010 to 2 Jul 2012)

Recent activity

Updates to this individual's record on the FCA register.

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