Neil Huntington

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Partnership Financial Planning Limited

    FRN 544108

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Responsible for Insurance Distribution (since 21 Nov 2022)
    • SMF16 Compliance Oversight (since 21 Nov 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 21 Nov 2022)
    • SMF3 Executive Director (since 21 Nov 2022)
    • [FCA CF] Client dealing (since 12 Oct 2022)
    • [FCA CF] Functions requiring qualifications (since 12 Oct 2022)
  • Huntington Ross Limited

    FRN 623680

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (5 Mar 2015 to 30 Sep 2018)
    • CF30 Customer (5 Mar 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (5 Mar 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (5 Mar 2015 to 8 Dec 2019)
    • CF1 Director (5 Mar 2015 to 8 Dec 2019)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (22 May 2008 to 30 Sep 2011)
  • Newcastle Financial Advisers Limited (no longer approved here)

    FRN 222899

    • (122)Employed By (1 Apr 2003 to 17 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.