Partnership Financial Planning Limited

• Principal Place of Business

  9 Middlethorpe Business Park

  Sim Balk Lane

  Bishopthorpe

  York

  YO23 2BD

  UNITED KINGDOM

  Phone

  +4401642989839

• Complaints Contact

  9 Middlethorpe Business Park

  Sim Balk Lane

  Bishopthorpe

  York

  YO23 2BD

  UNITED KINGDOM

  Phone

  +4401642989839

• P2P Lending Advice

  For Professional, Retail (Investment)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Jonathan Brown

  IRN DJB00092

  • [FCA CF] Significant management (26 Feb 2021 to 27 Feb 2021)
  • Appointed representative dealing with clients for which they require qualification (26 Feb 2021 to 7 Oct 2022)
  • [PRA CF] Key function holder (26 Feb 2021 to 27 Feb 2021)
  • SMF3 Executive Director (9 Dec 2019 to 1 Oct 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Oct 2022)
  • SMF16 Compliance Oversight (9 Dec 2019 to 1 Oct 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Oct 2022)
  • Responsible for Insurance Distribution (1 Oct 2018 to 1 Oct 2022)
  • CF1 Director (AR) (3 Jul 2013 to 22 Feb 2022)
  • CF30 Customer (1 Jul 2011 to 22 Feb 2022)
  • CF11 Money Laundering Reporting (1 Jul 2011 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Jul 2011 to 8 Dec 2019)
  • Responsible for Insurance Mediation (1 Jul 2011 to 30 Sep 2018)
  • CF1 Director (1 Jul 2011 to 8 Dec 2019)
• Lewis Hardman

  IRN LTH01019

  • [FCA CF] Functions requiring qualifications (7 Nov 2022 to 27 Feb 2026)
  • [FCA CF] Client dealing (7 Nov 2022 to 27 Feb 2026)
• Neil Huntington

  IRN NXH01125

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF3 Executive Director (since 21 Nov 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 21 Nov 2022)
  • SMF16 Compliance Oversight (since 21 Nov 2022)
  • Responsible for Insurance Distribution (since 21 Nov 2022)
  • [FCA CF] Client dealing (since 12 Oct 2022)
  • [FCA CF] Functions requiring qualifications (since 12 Oct 2022)

• Invest and Gift Limited (no longer appointed)

  FRN 602657 · Appointed 17 Jun 2013 · Until 25 Feb 2022

No changes recorded yet.