Neil Graham Pearce

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Newman Pearce & Partners LLP
FRN 995203
- Responsible for Insurance Distribution (since 7 Dec 2023)
- SMF1 Chief Executive (since 7 Dec 2023)
- SMF27 Partner (since 7 Dec 2023)
CRISPIN SPEERS & PARTNERS LIMITED (no longer approved here)
FRN 311507
- CF3 Chief Executive (AR) (15 Aug 2019 to 7 Dec 2023)
- CF4 Partner (AR) (15 Aug 2019 to 7 Dec 2023)
BGH Risk Solutions Limited (no longer approved here)
FRN 471784
- Employed By (23 Aug 2007 to 26 Sep 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.