Date authorised
7 December 2023
Companies House
OC428110
Last scraped
4 days ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1st Floor, John Stow House
    18 Bevis Marks
    London
    City Of London
    EC3A 7JB
    UNITED KINGDOM
    Phone
    +442045466840
  • Complaints Contact

    1st floor, John Stow House
    18 Bevis Marks
    London
    EC3A 7JB
    UNITED KINGDOM
    Phone
    +442045466840

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Colin John Rogers

    IRN CJR01107

    • SMF27 Partner (since 7 Dec 2023)
  • Gordon Frederick Newman

    IRN GFN01010

    • SMF27 Partner (since 7 Dec 2023)
    • SMF9 Chair of the Governing Body (since 7 Dec 2023)
  • Mark James Kiedish

    IRN MJK01149

    • [FCA CF] CASS oversight function (since 15 Dec 2023)
  • Neil Graham Pearce

    IRN NGP01026

    • Responsible for Insurance Distribution (since 7 Dec 2023)
    • SMF1 Chief Executive (since 7 Dec 2023)
    • SMF27 Partner (since 7 Dec 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.