Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 17 Mar 2017)
    • CF30 Customer (since 10 Jun 2014)
    • (1)Employed By (since 17 Mar 2017)
  • ARC Wealth Ltd (no longer approved here)

    FRN 621422

    • Employed By (10 Jun 2014 to 20 Mar 2017)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (3 Nov 2011 to 31 Aug 2012)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 26 Mar 2010)
    • CF21 Investment Adviser (23 Oct 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Feb 2003 to 23 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.