Neil David Sear

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Thompson Jenner Financial Services Limited (no longer approved here)

    FRN 210740

    • SMF3 Executive Director (16 Feb 2020 to 1 Apr 2024)
    • SMF1 Chief Executive (16 Feb 2020 to 16 Feb 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Apr 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Apr 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Apr 2024)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 1 Apr 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF3 Chief Executive (13 Sep 2002 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (13 Sep 2002 to 31 Oct 2007)
    • CF21 Investment Adviser (13 Sep 2002 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (13 Sep 2002 to 31 Mar 2009)
    • CF11 Money Laundering Reporting (13 Sep 2002 to 8 Dec 2019)
    • CF10 Compliance Oversight (13 Sep 2002 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.