Neil David Scuse

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • S&S Financial Solutions Limited

    FRN 798272

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 3 Apr 2018)
    • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
    • Responsible for Insurance Mediation (3 Apr 2018 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (3 Apr 2018 to 8 Dec 2019)
    • CF1 Director (3 Apr 2018 to 8 Dec 2019)
  • Kingswood Law IFA Limited (no longer approved here)

    FRN 453814

    • CF30 Customer (22 Jan 2010 to 31 Dec 2012)

Recent activity

Updates to this individual's record on the FCA register.

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