Neil Christopher Aspinall

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TRULY INDEPENDENT LTD

    FRN 513655

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 30 Nov 2020)
    • [FCA CF] Client dealing (since 30 Nov 2020)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (7 Nov 2002 to 3 Apr 2003)
    • CF22 Investment Adviser (Trainee) (11 Jun 2002 to 7 Nov 2002)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF22 Investment Adviser (Trainee) (11 Jun 2002 to 30 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

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