Neil Charles Jeffrey

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 15 Aug 2025)
    • [FCA CF] Client dealing (since 15 Aug 2025)
  • TRULY INDEPENDENT LTD (no longer approved here)

    FRN 513655

    • [FCA CF] Manager of certification employee (27 Nov 2024 to 28 Mar 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Mar 2025)
    • SMF3 Executive Director (9 Dec 2019 to 2 Jan 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Mar 2025)
    • Responsible for Insurance Distribution (17 Oct 2019 to 2 Jan 2024)
    • Responsibility for MCD Intermediation (17 Oct 2019 to 2 Jan 2024)
    • CF1 Director (3 Nov 2016 to 8 Dec 2019)
    • CF30 Customer (19 Jul 2011 to 8 Dec 2019)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (5 Mar 2003 to 5 Jun 2003)
    • CF22 Investment Adviser (Trainee) (24 Sep 2002 to 5 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.