Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Bank of Nova Scotia
FRN 141308
- [FCA CF] Client dealing (since 2 Oct 2023)
- [FCA CF] Material risk taker (since 7 Dec 2021)
- [PRA CF] Significant risk taker or Material risk taker (since 7 Dec 2021)
- [FCA CF] Manager of certification employee (2 Oct 2023 to 9 Jan 2025)
- [FCA CF] Algorithmic trading (1 Mar 2020 to 7 Dec 2021)
- [FCA CF] Client dealing (7 May 2019 to 7 Dec 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.