Neil Andrew Bell

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BELL WEALTH MANAGEMENT LIMITED

    FRN 579302

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 29 Jun 2020)
    • [FCA CF] Client dealing (since 29 Jun 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (4 Jul 2012 to 30 Sep 2018)
    • CF30 Customer (4 Jul 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Jul 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Jul 2012 to 8 Dec 2019)
    • CF1 Director (4 Jul 2012 to 8 Dec 2019)
  • Liverpool Victoria Financial Advice Services Limited (no longer approved here)

    FRN 186890

    • CF21 Investment Adviser (8 Jan 2002 to 29 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.