Neha Sethi

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Prodigy Finance LTD

    FRN 709641

    • SMF3 Executive Director (since 31 Aug 2023)
    • [FCA CF] Significant management (since 4 Jan 2021)
  • Ashberg Limited (no longer approved here)

    FRN 516496

    • CF30 Customer (15 Aug 2021 to 16 Nov 2022)
  • Sapia Partners LLP (no longer approved here)

    FRN 550103

    • CF30 Customer (9 Jan 2019 to 23 Nov 2020)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (16 Feb 2018 to 27 Aug 2018)
    • [FCA CF] Client dealing (7 Mar 2016 to 27 Aug 2018)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (9 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (20 Nov 2006 to 6 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.