Neha Jain

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citibank Europe plc

    FRN 211646

    • [FCA CF] Client dealing (since 15 Sep 2025)
    • [FCA CF] Client dealing (21 Feb 2020 to 20 Apr 2022)
    • [FCA CF] Manager of certification employee (21 Feb 2020 to 10 Nov 2021)
  • Citigroup Global Markets Limited

    FRN 124384

    • [FCA CF] Client dealing (since 21 Feb 2020)
    • [FCA CF] Material risk taker (27 Jul 2022 to 20 Aug 2024)
    • [PRA CF] Significant risk taker or Material risk taker (27 Jul 2022 to 20 Aug 2024)
    • [FCA CF] Manager of certification employee (21 Feb 2020 to 10 Nov 2021)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Client dealing (since 21 Feb 2020)
    • [FCA CF] Material risk taker (27 Jul 2022 to 20 Aug 2024)
    • [PRA CF] Significant risk taker or Material risk taker (27 Jul 2022 to 20 Aug 2024)
    • [FCA CF] Manager of certification employee (21 Feb 2020 to 10 Nov 2021)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (30 Jan 2018 to 2 Nov 2018)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • CF30 Customer (11 Apr 2013 to 6 Mar 2016)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (21 Mar 2013 to 6 Mar 2016)
  • Prytania Investment Advisors LLP (no longer approved here)

    FRN 230010

    • CF30 Customer (25 Nov 2009 to 4 Aug 2010)

Recent activity

Updates to this individual's record on the FCA register.

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