Nathaniel Hughes Hartley

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ADVANCE GLOBAL CAPITAL LIMITED (no longer approved here)

    FRN 669678

    • SMF16 Compliance Oversight (9 Dec 2019 to 10 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 24 Mar 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 24 Mar 2022)
    • SMF3 Executive Director (9 Dec 2019 to 24 Mar 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 24 Mar 2022)
    • CF11 Money Laundering Reporting (17 May 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (21 Jan 2016 to 8 Dec 2019)
    • CF3 Chief Executive (8 Jan 2016 to 8 Dec 2019)
    • CF30 Customer (27 Aug 2015 to 8 Dec 2019)
    • CF1 Director (27 Aug 2015 to 8 Dec 2019)
  • Mirabella Financial Services LLP (no longer approved here)

    FRN 415559

    • CF30 Customer (9 Mar 2015 to 28 Aug 2015)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (8 Jan 2009 to 30 Apr 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.