ADVANCE GLOBAL CAPITAL LIMITED

• Principal Place of Business

  75 King William Street

  London

  EC4N 7BE

  UNITED KINGDOM

  Phone

  +442037502379

  Web

  https://www.advanceglobalcap.com

• Complaints Contact

  75 King William Street

  London

  EC4N 7BE

  UNITED KINGDOM

  Phone

  +442037502379

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Admir Imami

  IRN AXI01338

  • CF3 Chief Executive (27 Aug 2015 to 23 Dec 2015)
  • CF30 Customer (27 Aug 2015 to 23 Dec 2015)
  • CF1 Director (27 Aug 2015 to 23 Dec 2015)
• Camilla Phillips Nestor

  IRN CXN00259

  • Director of firm who is not a certification employee or a SMF manager (since 14 Apr 2025)
• Daniel Joseph Kreps

  IRN DJK01135

  • [FCA CF] Material risk taker (10 Dec 2019 to 1 Oct 2023)
  • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2019)
  • CF1 Director (29 Nov 2019 to 8 Dec 2019)
• Danny Burden

  IRN DXB00477

  • [FCA CF] Material risk taker (since 9 Dec 2019)
• David Antic

  IRN DXA00182

  • SMF16 Compliance Oversight (since 24 Apr 2023)
  • [FCA CF] Significant management (since 10 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 10 Dec 2019)
• Etchekan Salieh Gilles Sablin

  IRN ESS01020

  • SMF3 Executive Director (9 Dec 2019 to 7 Aug 2020)
  • CF30 Customer (26 May 2017 to 8 Dec 2019)
  • CF1 Director (26 May 2017 to 8 Dec 2019)
• Hendrik Johannes Marthinus Van Deventer

  IRN HJV01020

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF16 Compliance Oversight (9 Dec 2019 to 3 May 2023)
  • CF10 Compliance Oversight (15 Aug 2016 to 8 Dec 2019)
  • CF1 Director (27 Aug 2015 to 8 Dec 2019)
  • CF30 Customer (27 Aug 2015 to 8 Dec 2019)
• Janet Ann McKinley

  IRN JAM01451

  • SMF9 Chair of the Governing Body (28 Jun 2022 to 24 Apr 2024)
  • SMF3 Executive Director (13 Dec 2019 to 28 Jun 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 1 Nov 2024)
• Jannes Coetsee

  IRN JXC00630

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Apr 2023)
  • [FCA CF] Significant management (since 30 Jun 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jun 2022)
• Mark Arthur Chamings

  IRN MAC01399

  • CF11 Money Laundering Reporting (27 Aug 2015 to 31 Jan 2019)
  • CF1 Director (27 Aug 2015 to 31 Jan 2019)

No changes recorded yet.