Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ADVANCE GLOBAL CAPITAL LIMITED
FRN 669678
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF16 Compliance Oversight (9 Dec 2019 to 3 May 2023)
- CF10 Compliance Oversight (15 Aug 2016 to 8 Dec 2019)
- CF1 Director (27 Aug 2015 to 8 Dec 2019)
- CF30 Customer (27 Aug 2015 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.