Nathaniel Charles Jacob Rothschild

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Windmill Hill Asset Management Limited (no longer approved here)

    FRN 186883

    • Director of firm who is not a certification employee or a SMF manager (16 Jan 2023 to 26 Feb 2024)
    • SMF9 Chair of the Governing Body (29 Jan 2020 to 16 Jan 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 16 Jan 2023)
    • SMF3 Executive Director (9 Dec 2019 to 16 Jan 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 16 Jan 2023)
    • CF1 Director (AR) (26 Nov 2014 to 26 Feb 2024)
    • CF30 Customer (1 Nov 2007 to 26 Feb 2024)
    • CF21 Investment Adviser (17 Feb 2003 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • J Rothschild Services Limited (no longer approved here)

    FRN 593084

    • (5)Employed By (19 Nov 2014 to 26 Feb 2024)
  • J ROTHSCHILD CAPITAL MANAGEMENT LIMITED (no longer approved here)

    FRN 122691

    • CF30 Customer (14 Mar 2013 to 30 Sep 2019)
    • CF1 Director (1 Dec 2001 to 26 Apr 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.