Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Aviva Investors Global Services Limited
FRN 119178
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- CF30 Customer (27 Jan 2017 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 5 Jun 2009)
- CF27 Investment Management (12 Oct 2006 to 31 Oct 2007)
- CF21 Investment Adviser (28 Feb 2006 to 31 Oct 2007)
- CF24 Pension Transfer Specialist (28 Dec 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.