Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF29 Significant management (1 Nov 2007 to 3 Apr 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (9 Apr 2002 to 31 Oct 2007)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF29 Significant management (1 Nov 2007 to 3 Apr 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (7 Mar 2005 to 31 Oct 2007)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF16 Significant Mgt (Desgntd Investment Business) (14 Oct 2005 to 19 Jan 2007)
    • CF8 Apportionment and Oversight (9 Apr 2002 to 19 Jan 2007)
    • CF1 Director (9 Apr 2002 to 19 Jan 2007)
    • CF3 Chief Executive (9 Apr 2002 to 19 Jan 2007)
  • Scottish Widows Administration Services Limited (no longer approved here)

    FRN 139398

    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 17 Mar 2005)
    • Responsible for Insurance Mediation (14 Jan 2005 to 17 Mar 2005)
    • CF16 Significant Mgt (Desgntd Investment Business) (19 Jun 2002 to 17 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

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