Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Santander UK Plc
FRN 106054
- [PRA CF] Managing a material risk taker (since 18 May 2021)
- [PRA CF] Significant risk taker or Material risk taker (since 22 May 2020)
- [FCA CF] Significant management (since 22 May 2020)
- [FCA CF] Material risk taker (since 22 May 2020)
- [FCA CF] Manager of certification employee (since 8 Dec 2017)
- [FCA CF] Client dealing (since 8 Dec 2017)
- [FCA CF] Material risk taker (3 Dec 2018 to 27 Nov 2019)
- [FCA CF] Significant management (3 Dec 2018 to 27 Nov 2019)
- [PRA CF] Significant risk taker or Material risk taker (3 Dec 2018 to 27 Nov 2019)
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Banco Santander, S.A.
FRN 136261
- [FCA CF] Manager of certification employee (since 8 Dec 2017)
- [FCA CF] Client dealing (since 8 Dec 2017)
- [FCA CF] Significant management (3 Dec 2018 to 27 Nov 2019)
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- [FCA CF] Manager of certification employee (8 Dec 2017 to 2 Dec 2018)
- [FCA CF] Client dealing (8 Dec 2017 to 2 Dec 2018)
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- [FCA CF] Manager of certification employee (7 Mar 2016 to 1 Apr 2016)
- [FCA CF] Client dealing (7 Mar 2016 to 1 Apr 2016)
- CF30 Customer (7 Jul 2010 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 7 Apr 2010)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.