Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Managing a material risk taker (since 18 May 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 22 May 2020)
    • [FCA CF] Significant management (since 22 May 2020)
    • [FCA CF] Material risk taker (since 22 May 2020)
    • [FCA CF] Manager of certification employee (since 8 Dec 2017)
    • [FCA CF] Client dealing (since 8 Dec 2017)
    • [FCA CF] Material risk taker (3 Dec 2018 to 27 Nov 2019)
    • [FCA CF] Significant management (3 Dec 2018 to 27 Nov 2019)
    • [PRA CF] Significant risk taker or Material risk taker (3 Dec 2018 to 27 Nov 2019)
    • [FCA CF] Manager of certification employee (since 8 Dec 2017)
    • [FCA CF] Client dealing (since 8 Dec 2017)
    • [FCA CF] Significant management (3 Dec 2018 to 27 Nov 2019)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • [FCA CF] Manager of certification employee (8 Dec 2017 to 2 Dec 2018)
    • [FCA CF] Client dealing (8 Dec 2017 to 2 Dec 2018)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 1 Apr 2016)
    • [FCA CF] Client dealing (7 Mar 2016 to 1 Apr 2016)
    • CF30 Customer (7 Jul 2010 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 7 Apr 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.